Governance, Risk & Compliance Management

ProcessUnity’s suite of cloud-based solutions solves organizations’ most pressing governance, risk and compliance management challenges. Built on a common, software-as-a-service (SaaS) platform, ProcessUnity provides a common user experience and seamless application and data integration across all solution modules.

ProcessUnity’s Governance, Risk & Compliance Management solutions include:

  • Enterprise Risk Management: Define and evaluate risks for key business elements including business processes, functional areas, financial accounts, business lines, IT assets and facilities
  • Regulatory Compliance Management: Manage programs and processes that ensure compliance with industry standards, government regulations, and corporate policies
  • Third-Party / Vendor Risk Management: Plan, conduct, report and mitigate the risk assessment of third-party service providers
  • Policy & Procedure Management: Establish a simple, standard system to manage policy and procedure lifecycles
  • Internal Controls Management: Define, maintain, test and evaluate coverage of internal business controls and IT controls; capture and remediate deficiencies
  • Audit and Regulatory Request Management: Manage and fulfill requests for documentation and other information from external parties; monitor and report on fulfillment progress
  • Incident Management: Manage the reporting, tracking and resolution of incidents related to key regulatory and business governance requirements
  • Certification Management: Issue and monitor the response to regular and ad hoc requests for certification by internal and external business participants
  • Issues Management: Identify, assign and track the resolution of issues related to any risk or compliance management activity