Third-Party Risk Management Software
Digital Operational Resilience Act Compliance ProcessUnity
Discover ProcessUnity’s DORA Compliance Solution, purpose-built to help EU financial institutions and regulated organizations achieve compliance with the Digital Operational Resilience Act (DORA).
Accelerate Digital Operational Resilience Act Compliance
The Digital Operational Resilience Act (DORA) sets a new standard for protecting your organization against third-party risk. While the mandate promises to modernize security across the Information and Communication Technology (ICT) supply chain, it also places more pressure on your Third-Party Risk Management (TPRM) team to prepare for audit while maintaining day-to-day risk management. ProcessUnity accelerates your path to compliance with a solution purpose-built for DORA third-party risk management, helping you gather, prepare, and report on required data for compliance with the ICT Third-Party Risk Management pillar.
Key Benefits
Reduce the time and effort to collect and prepare data for DORA requirements
Readily meet reporting requirements for the EBA/ESA/EIOPA
Achieve a repeatable, DORA-enabled TPRM program
How ProcessUnity Simplifies DORA Compliance
Collect Required Data on Vendors and Legal Entities
ProcessUnity’s powerful assessment engine helps you collect complete, relevant data on your vendors and legal entities to supplement information in your existing Register of Information or from internal systems. The questionnaire collects information necessary to populate the Register of Information from your business owners. Based on these responses, risk-rank the third parties supporting your critical functions (Critical or Important Functions, or CIFs) in a centralized repository.
With this information at hand, you can view intragroup third-party relationships across disparate business units, offboard harmful suppliers, assess substitutability and document informed exit plans in the event of an operational failure, protecting the business against known third-party weaknesses.
Automate Data Preparation and Export for the Register of Information
ProcessUnity simplifies the process of collecting, preparing and presenting information in the Register of Information by gathering data from key sources including third-party records, service records, agreements, fourth parties and intra-company relationships. Export the Register with a click to integrate it with the other components of your organization’s submission.
Talk to Our Team About Your DORA Compliance Needs
Schedule a personalized demo of our award-winning platform and see why leading global brands rely on ProcessUnity for effective and efficient Third-Party Risk Management.
Best Practices Guide
Complete DORA Guide: Key Provisions and Best Practices
Key Components
Centralized Data Model
- Intragroup Mapping [CW7] [SC8]
- Third-Party Master
- Fourth-Party Mapping
- Business Owners
- Register of Information
- Services
- Service Add-On
- Critical or Important Functions
- Legal Entity
- Legal Entity Contact
Standardized Third-Party Risk Management
- Automated Assessment Engine
Register of Information Reporting
- Data Collection for Register of Information Reporting
- Data Export for Register of Information Preparation
Achieve DORA Compliance with ProcessUnity
Ready to meet the requirements of the Digital Operational Resilience Act (DORA)?
ProcessUnity’s DORA solution combines the automation, intelligence, and scalability you need to simplify regulatory compliance. Streamline data collection, prepare and export third-party data with ease, and establish a robust TPRM program with our purpose-built platform.
Frequently Asked Questions
The Digital Operational Resilience Act (DORA) is an EU regulation that standardizes ICT risk management and third-party control requirements across the financial sector. It aims to strengthen cybersecurity practices and ensure operational resilience across financial institutions and their critical third parties, ultimately protecting consumer data and finances.
To achieve DORA compliance, financial institutions must implement a robust third-party risk management (TPRM) program. This includes:
- Automated third-party risk assessments
- Continuous third-party monitoring
- Incident response workflows
- An exportable Register of Information as outlined by DORA standards
Under DORA, third parties — especially critical ICT service providers — must comply with strict requirements, and be able to demonstrate controls in place related to:
- Risk management
- Incident reporting
- Resilience testing
- Subcontractor oversight
These controls ensure operational continuity and regulatory alignment for the financial institutions they support.
DORA compliance strengthens operational resilience, reduces third-party risk, improves audit readiness, and builds trust with customers and regulators by safeguarding sensitive data and ensuring business continuity (not to mention avoiding financial penalties for your business).
DORA covers any external provider that delivers technology or digital services supporting a financial institution’s critical operations: including cloud, SaaS, cybersecurity, and IT infrastructure vendors. Non-ICT suppliers, like facilities or catering, are excluded.
Next Steps:
Schedule a ProcessUnity TPRM Demo
Contact us today to learn how ProcessUnity can help you simplify DORA compliance and
strengthen operational resilience.