Internal Controls Manager

Today, virtually every business must demonstrate compliance with industry regulations or standards. Before you face an external audit or assessment, you need to satisfy yourself that you are doing what needs to be done—and doing it only once. Tracking and managing the controls, documentation, and test results needed to ensure compliance is complex, time-consuming, and prone to error.

ProcessUnity Internal Controls Manager provides the basic tools and infrastructure to bring business operations under control. These include:

• An organized inventory of control objectives, control activities, and test procedures
• A library to maintain supporting documentation, associate it with controls, and assure its currency
• Mechanisms to assign individual responsibility for controls, documents, and tests
• Workflow support for review, approval, and deployment of controls and documentation
• Automatic notification when key events occur or are due to occur
• Definition and scheduling of one-time and recurring tests
• Issue and work-item notification and tracking
• Definition and tracking of remediation projects
• A rich set of reports to manage development and evolution of controls and progress and history of internal testing